Discharge without conviction
A discharge without conviction under sections 106 and 107 of the Sentencing Act 2002 is a sentencing option that allows a defendant to avoid the entry of a criminal conviction on their record. It is deemed to be an acquittal.
Section 107 formulates a balancing test in which the following questions are asked:
- What is the gravity of the offending?
- What are the direct and indirect consequences of conviction?
- Are the consequences out of all proportion to the gravity of the offending?
If the consequences are found to be out of all proportion to the gravity of the offending, the sentencing Judge has the discretion to grant a discharge without conviction.
Immigration-related consequences
Immigration-related consequences, generally liability for deportation, are often cited as grounds for an application for discharge without conviction but the response in the courts has tended to be that:
- It is the offending itself, not the conviction that triggers these consequences; and that,
- It is not for the Courts to conceal information on criminal offending from immigration authorities and that it is for those authorities to weigh up this information by way of their own processes.
In practice, I have been reluctant to raise immigration as a consequence, except in the most stark of examples, as submissions along these lines have generally been met with the responses above following three Court of Appeal decisions in 2021 (Sok v R [2021] NZCA 25; Anufe v Police [2021] NZCA 253 and Zhu v R [2021] NZCA 254) and, at least in my experience, have tended to be a distraction from other merits of an application.
A distinction has evolved in these Court of Appeal decisions to distinguish between whether it is the liability to deportation or the the risk of actual deportation that should be treated as consequences of a conviction under s 107.
The Court of Appeal has consistently held that the risk of actual deportation is a result of the offending not the conviction and should therefore be excluded from the section 107 balancing exercise. This consequence has been treated differently from, for example, employment or overseas travel consequences, because the decision is made by immigration officials by way of a “rights based process” (see [21] of the Supreme Court decision) therefore the relevant consequence is liability to deportation, not the risk of actual deportation itself.
Bolea v R
The law in this area has been clarified in a recent Supreme Court judgment: Bolea v R [2024] NZSC 46.
This appeal concerned how a sentencing court is to treat the risk the defendant will be deported when considering an application for discharge without conviction.
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