Bolea v R [2024] NZSC 46: the Supreme Court of New Zealand clarifies the position on liability to deportation in applications for discharge without conviction

Discharge without conviction

A discharge without conviction under sections 106 and 107 of the Sentencing Act 2002 is a sentencing option that allows a defendant to avoid the entry of a criminal conviction on their record. It is deemed to be an acquittal.

Section 107 formulates a balancing test in which the following questions are asked:

  1. What is the gravity of the offending?
  2. What are the direct and indirect consequences of conviction?
  3. Are the consequences out of all proportion to the gravity of the offending?

If the consequences are found to be out of all proportion to the gravity of the offending, the sentencing Judge has the discretion to grant a discharge without conviction.

Immigration-related consequences

Immigration-related consequences, generally liability for deportation, are often cited as grounds for an application for discharge without conviction but the response in the courts has tended to be that:

  1. It is the offending itself, not the conviction that triggers these consequences; and that,
  2. It is not for the Courts to conceal information on criminal offending from immigration authorities and that it is for those authorities to weigh up this information by way of their own processes.

In practice, I have been reluctant to raise immigration as a consequence, except in the most stark of examples, as submissions along these lines have generally been met with the responses above following three Court of Appeal decisions in 2021 (Sok v R [2021] NZCA 25; Anufe v Police [2021] NZCA 253 and Zhu v R [2021] NZCA 254) and, at least in my experience, have tended to be a distraction from other merits of an application.

A distinction has evolved in these Court of Appeal decisions to distinguish between whether it is the liability to deportation or the the risk of actual deportation that should be treated as consequences of a conviction under s 107.

The Court of Appeal has consistently held that the risk of actual deportation is a result of the offending not the conviction and should therefore be excluded from the section 107 balancing exercise. This consequence has been treated differently from, for example, employment or overseas travel consequences, because the decision is made by immigration officials by way of a “rights based process” (see [21] of the Supreme Court decision) therefore the relevant consequence is liability to deportation, not the risk of actual deportation itself.

Bolea v R

The law in this area has been clarified in a recent Supreme Court judgment: Bolea v R [2024] NZSC 46.

This appeal concerned how a sentencing court is to treat the risk the defendant will be deported when considering an application for discharge without conviction.

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The (extremely limited) Recognition of Animal Sentience in the Law in New Zealand

I recently went to a seminar by Associate Professor Marcelo Rodriguez-Ferrere, put on by the Auckland University Animal Law Association, about the recognition of animal sentience in New Zealand law.

The recognition of the concept ‘animal sentence’ was made in an amendment to the long title of the Animal Welfare Act 1999 in the Animal Welfare Amendment Act (No. 2) 2015: ‘to recognise that animals are sentient’.

Widely heralded as ‘groundbreaking’ at the time, nine years later the impact of this change has been minimal.

Rodriguez-Ferrere made the point that the use of long titles in interpretation of statutes is an outmoded practice and has been supplanted by purpose sections.

It is the lack of a definition of ‘sentience’ in the purpose and interpretation sections that means it is not amenable to judicial definition.

We may also ask whether this is a classic example of political symbolism slowing down development in an area of the law by allowing interested parties to hold it up as another example of New Zealand ‘leading the world’ while leaving underlying problems with the legislation and enforcement untouched.

Alternatively, or simultaneously, a symbolic gesture that is marooned by a lack of connective tissue to the rest of the body of the law, reminiscent of the recognition of legal personhood of the Uruweras and the Whanganui River by way of Treaty settlement acts.

So far, there is just one instance, identified by Rodriguez-Ferrere, of the courts referring to sentience but it was not applied in the Animal Welfare Act context.

Haenga v Porirua City Council [2021] NZHC 1549, an appeal against conviction and sentence, dealt with section 58 of the Dog Control Act 1996, a dog causing serious injury. At [35] is the “first and only definition in New Zealand caselaw” albeit one that is obiter dicta.

Justice Isacs’ views are worth quoting in full (italics added):

[35] I note the [Dog Control] Act refers to the “destruction” of the dog. Such wording reflects the fact that animals have historically been classed as personal property that can be “destroyed”. Of course, most New Zealanders would not classify their dog as an inanimate object that can be “destroyed”. But neither does the Animal Welfare Act, which recognises animals are sentient. Although sentience is not defined in the Animal Welfare Act, it refers to the capacity to have feelings and requires a certain level of consciousness and intellectual capacity. [The footnote to this definition references Jane Kotzmann “Recognising the Sentience of Animals in Law: A Justification and Framework for Australian States and Territories”(2020) 42(3) Sydney Law Review 281 at 282.]

[36] The Dog Control Act’s reference to “destruction” is therefore surprising. Sentient beings are generally not “destroyed”; they are put to death or killed. Of course, the Dog Control Act serves a different purpose to the Animal Welfare Act. The Dog Control Act is very much focussed on public safety and control of dogs, whereas the Animal Welfare Act serves to impose obligations on people in charge of animals. Given the Animal Welfare Act’s recognition of the sentience of animals, the continuing reference to destruction in the Dog Control Act remains curious, as does its classification of a destruction order as a criminal sentence. One might think that the question of public safety and what is to be done with a dangerous dog ought to be unshackled from the criminal responsibility of its owner.

The National Animal Welfare Advisory Committee (NAWAC) are working to integrate the concept of sentience in the codes of welfare which is where the rubber will meet the road in terms of practice.

NAWAC attempts a definition of animal sentience here:

The National Animal Welfare Advisory Committee (NAWAC) understands animal sentience to mean that animals have emotions, feelings, perceptions and experiences that matter to them. These can be negative (such as pain or boredom) as well as positive (such as pleasure or comfort). We don’t know whether animals’ emotions, feelings and experiences are similar to those of humans. We also don’t know if they are felt with the same intensity. But they matter to individual animals and have an impact on their welfare.

There have been some relevant developments overseas; a useful summary as at 2023 can be found here.

A particularly interesting recent reform in the UK follows the passing of the Animal Welfare (Sentience) Act 2022: an Animal Sentience Committee was created that reviews legislation and can examine any decision made by UK government ministers on policy development and implementation.

Overall, these reforms importing sentience into the law, while promising, tend to lack a working definition of the term which seriously limits practical implementation.

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Sentencing for low-end residential burglaries

In sentencing of residential burglaries, the standard case cited is the Court of Appeal decision of Arahanga v R [2012] NZCA 480, [2013] 1 NZLR 189 at [78] in which the Court held that starting points for residential burglaries (as distinct from, for instance, commercial burglaries) tend to be in the range of 18 to 30 months:

This Court has deliberately not set a tariff for burglary because the range of circumstances in which the offence can be committed is so varied. Burglary of a domestic residence is a significant aggravating factor at sentencing due to the heightened risk of confrontation with occupants. Dwelling house burglaries at the relatively minor end of the scale tend to attract a starting point of approximately 18 months to two years and six months imprisonment.

The 18-30 month range is routinely invoked at sentencing hearings as setting an effective floor of 18 months for dwellinghouse burglaries but a closer analysis is required.

In Newton v Police [2012] NZHC 2829, then-High Court Justice Kós, before his elevation to the Supreme Court in 2022 after a tenure as President of the Court of Appeal (2016-2022), made the following observations at [9]:

The Court of Appeal’s decision in Arahanga is not, as it says expressly, a tariff decision. Its observation was that dwellinghouse burglaries at the relatively minor end of the scale tend to attract a starting point of approximately 18 months to two years and six months’ imprisonment is observational rather than obligatory, of course. It must not be taken to set a fixed minimum sentence start point for dwellinghouse burglary.

In this case, the appellant was out driving with a friend one Monday morning when he stopped, entered a house and stole a television and some jewellery. The court nominated an appropriate starting point of 15 months on appeal (down from 24 months), noting the following mitigating features: first-time burglar, opportunistic offending without significant premeditation, daylight entry, single burglar, absence of risk to (absent) occupants, and limited impact on those occupants in fact.

In Nelson v Police [2019] NZHC 2434, the appellant had committed a burglary involving the forcing of a window and the shattering of an inside glass pane; their fingerprints were found on the interior side of the window. Justice Hinton cited Newton and considered further authorities concluding, contra Arahanga, that burglaries from unoccupied dwellings without premeditation and with a low value of goods taken justified starting points of well under 18 months. At [33]:

From the cases cited to me, and the cases referred to by Kós J in Newton, I conclude that the Court of Appeal’s guidance in Arahanga is not strictly accurate or has not strictly been applied. All these cases considered Arahanga and came to starting points of less than 18 months. A more realistic range might be one year to two-and-a-half years’ imprisonment.

In that case, where it was unclear if the appellant had entered the building (beyond reaching an arm into a window) or taken anything, a starting point of 14 months was considered appropriate.

Starting points for burglaries from auxiliary residential buildings such as garages and sheds can be lower still. In Grey v Police [2023] NZHC 2065, a starting point of 12 months was nominated as appropriate for a burglary consisting of the use of a drill to open a lock on a shed at the rear of a residential property, taking four jerry cans and two small tins before leaving.

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Final Local Board Member Report: September 2019

WLB logo croppedPurpose

This is my final report at the end of six years as an elected member of the Waitematā Local Board. Having had the privilege of being elected for two terms to represent the central city and inner suburbs of Auckland I am not seeking re-election at this level.

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At the 2015 opening of the Grey Lynn Park Greenway (l to r: Rob Thomas, Pippa Coom, Deborah Yates, Greg Moyle, Vernon Tava, Shale Chambers, Christopher Dempsey.)

I would like to acknowledge the skilled leadership of 2010-16 Board Chair Shale Chambers; his head for detail, prodigious memory and finely-tuned political antennae  steered the board through many a political shallow and, as is so often the case with politicians so good at anticipating and avoiding trouble, his many achievements have not always been adequately recognised. I have also enjoyed working with 2016-2019 Board Chair Pippa Coom who is always conscientious, consultative, and has brought her characteristic fair-mindedness to the role.

I have enjoyed a great working relationship with our Ward Councillor, Mike Lee, for these two terms. He has very generously shared of his experience and wisdom over the years and I feel fortunate to have known him as a colleague and a friend.

As well as covering the period from mid-August to mid-September 2019, as per my usual monthly reports, this report also serves as a summary of the past six years (2013-2019) overall. In this time I have held the following roles on Council:

  • 2013-2016: Deputy Chair of the Finance Committee; Deputy Chair of the Hearings Committee; Lead of the Parks and Open Spaces portfolio; Heritage, Urban Design and Planning portfolio holder; member of the Fukuoka Garden Working Group; and, Local Board representative on the K’ Road Business Association
  • 2016-2019: Lead of the Planning and Heritage portfolio; co-holder of the Transport portfolio; member of the Auckland Domain Committee; member of the Fukuoka Garden Committee; and, Local Board representative on the Parnell Business Association
  • I was certified as a resource consent commissioner in 2014 and re-certified in 2017. Over the last two terms I sat as a panel member on five hearings. The most memorable of these was as a member of a five-member panel hearing the Kennedy Point Marina consent at Waiheke Island in 2017. This decision has survived appeals to the Environment Court, High Court and Court of Appeal; leave to appeal to the Supreme Court was denied in 2021.
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    Speaking at the final meeting for the 2016-2019 term of the Local Board | Photo credit: Adriana Christie

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August 2019 Local Board Member Report

WLB logo croppedPurpose

This report covers my Waitematā Local Board Activities in mid-July to mid-August 2019 as Lead of the Planning and Heritage portfolio; co-holder of the Transport portfolio; Local Board representative on the Parnell Business Association; and, member of the Auckland Domain Committee.

Executive Summary

  • I keep track of resource consent applications as they are received by Council, requesting further information, plans and Assessments of Environmental Effects for applications of interest. Significant applications are referred to the relevant residents’ associations for their input which I then relay to planners as part of the Local Board’s input. Reporting of resource consent applications, planning portfolio input, hearings and decisions in the Local Board area for this month is detailed in the Heritage, Urban Design and Planning section of this report under the headings ‘Planning’: ‘Resource Consents’

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July 2019 Local Board Member Report

WLB logo croppedPurpose

This report covers my Waitematā Local Board Activities in mid-June to mid-July 2019 as Lead of the Planning and Heritage portfolio; co-holder of the Transport portfolio; Local Board representative on the Parnell Business Association; and, member of the Auckland Domain Committee.

Executive Summary

  • Plan Change 26 to the Auckland Unitary Plan: a review of the conflict between zones and overlays in AUP was consulted in June. A summary of the plan change is in the Heritage & Planning portfolio report below
  • The Parnell Plan was finished and publicly launched on 26 June
  • Completed, with Member Northey, Local Board input on the Kainga Ora Bill currently before Parliament
  • I keep track of resource consent applications as they are received by Council, requesting further information, plans and Assessments of Environmental Effects for applications of interest. Significant applications are referred to the relevant residents’ associations for their input which I then relay to planners as part of the Local Board’s input. Reporting of resource consent applications, planning portfolio input, hearings and decisions in the Local Board area for this month is detailed in the Heritage, Urban Design and Planning section of this report under the headings ‘Planning’: ‘Resource Consents’

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Plan Change 26 to Auckland Unitary Plan

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Photo credit: Bayleys Realty Group

Plan Change 26 seeks changes to the Auckland Unitary Plan to make it clear that certain planning provisions of the underlying Special Character Areas Overlay will prevail over the corresponding provisions of the underlying residential zones. The proposed plan change also refines some of the standards within the Special Character Areas Overlay, including height in relation to boundary, yards, paved areas and fences.

One of the most important things to understand about this plan change is that it is not introducing new rules or standards; it is clearing up an inadvertent legal confusion and effectively bringing the old Res 1 controls back into play, which were the heritage protections of the old District Plan for the last 20 years or so.  Continue reading

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June 2019 Local Board Member Report

WLB logo croppedPurpose
This report covers my Waitematā Local Board Activities in mid-April to mid-May 2019 as Lead of the Planning and Heritage portfolio; co-holder of the Transport portfolio; Local Board representative on the Parnell Business Association; and, member of the Auckland Domain Committee.

Executive Summary

  • A scheduled ‘notable’ tree has been cut down without authorisation at 73 Argyle Street, Herne Bay
  • The retaining wall matter at 92 Williamson Avenue remains at an impasse
  • The bollards funded by the Local Board to be installed by the Cathedral in Saint Patrick’s Square are on track to be installed in July
  • The ‘Re-Imaginging Great North Road’ community-led precinct vision team have provided an update that most of their work will be completed by the end of June 2019
  • I keep track of resource consent applications as they are received by Council, requesting further information, plans and Assessments of Environmental Effects for applications of interest. Significant applications are referred to the relevant residents’ associations for their input which I then relay to planners as part of the Local Board’s input. Reporting of resource consent applications, planning portfolio input, hearings and decisions in the Local Board area for this month is detailed in the Heritage, Urban Design and Planning section of this report under the headings ‘Planning’: ‘Resource Consents’ Continue reading
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May 2019 Local Board Report

WLB logo croppedPurpose

This report covers my Waitematā Local Board Activities in mid-April to mid-May 2019 as Lead of the Planning and Heritage portfolio; co-holder of the Transport portfolio; Local Board representative on the Parnell Business Association; and, member of the Auckland Domain Committee. 

Executive Summary

  • The two wooden houses next to Holy Trinity Cathedral, Parnell are being demolished after a lengthy period of neglect. More details below.
  • I have been involved in a consent to remove a tree in Saint Patrick’s Square in front of the construction site for the Indigo building. This has resulted in widespread consultation with stakeholders and, as a result of these discussions, I have made a recommendation that a new tree be planted in another part of the square.
  • I have asked for Auckland Transport and Developments Consents to look into the reported lack of a usable footpath outside the development at 2 Churton Street, Parnell.
  • I keep track of resource consent applications as they are received by Council, requesting further information, plans and Assessments of Environmental Effects for applications of interest. Significant applications are referred to the relevant residents’ associations for their input which I then relay to planners as part of the Local Board’s input. Reporting of resource consent applications, planning portfolio input, hearings and decisions in the Local Board area for this month is detailed in the Heritage, Urban Design and Planning section of this report under the headings ‘Planning’: ‘Resource Consents.’

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Demolition of Buildings at 9 Saint Stephens Avenue and 1A Brighton Road, Parnell

The Very Reverend Anne Mills, Dean of the Holy Trinity Cathedral at Parnell, has informed that Waitematā Local Board that the two wooden houses standing next to the Cathedral at 9 Saint Stephens Avenue and 1A Brighton Road will be demolished. Work at the site commences on 23 April 2019. Continue reading

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